Securities regulation in the United States

Results: 4123



#Item
481Economics / Securities regulation in the United States / Australian Securities Exchange / Economy of Australia / Financial regulation / Financial system / Bob Baxt / Stock market / Company and Securities Law Journal / Insider trading

References to CAMAC report Market integrity J Overland, „What is inside “information”? Clarifying the ambit of insider trading laws‟ ([removed]Company & Securities Law Journal 189 G North, „Continuous disclosur

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Source URL: www.camac.gov.au

Language: English - Date: 2014-11-27 20:05:01
482Finance / Financial economics / Investment / SEC filings / United States securities law / Financial regulation / Business / International Financial Reporting Standards

Professional Services to the Exchange The establishment of a Securities Exchange in a country has many positive implications for the local economy. Exchanges do not operate in isolation but depend upon having professiona

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Source URL: www.trop-x.com

Language: English - Date: 2013-04-17 07:46:34
483United States Securities and Exchange Commission / Self-regulatory organizations / Government / Financial system / U.S. Securities and Exchange Commission / Securities regulation in the United States / Securities Exchange Act / Financial Industry Regulatory Authority / Securities Act / United States securities law / Financial regulation / 73rd United States Congress

Microsoft Word - US_1_.doc

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Source URL: www.info.gov.hk

Language: English - Date: 2003-03-21 04:01:54
484Financial economics / Financial adviser / Securities regulation in the United States / Financial Markets Authority / Financial regulation / Economics / Federal Financial Supervisory Authority / Dodd–Frank Wall Street Reform and Consumer Protection Act / Government / Securities Commission of New Zealand / Securities Commission

Microsoft PowerPoint - 5438009_NZ Financial Services Regulation [Compatibility Mode]

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Source URL: www.afma.com.au

Language: English - Date: 2014-02-11 22:34:13
485Securities Commission / Securities regulation in the United States / International Organization of Securities Commissions / Securities market / Business / Public administration / Hong Kong Securities Institute / Australian securities law / Financial regulation / Securities and Futures Commission / Government

LEGISLATIVE REFORM FOR THE SECURITIES AND FUTURES MARKETS

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Source URL: www.info.gov.hk

Language: English - Date: 2001-03-05 20:43:50
486Insider trading / Stock market / Financial system / Financial economics / Insider / Securities regulation in the United States / Australian Securities Exchange / Securities Commission of New Zealand / Financial regulation / Corruption / Financial crimes / Economics

Insider Trading in Australia: Part 3 The Ethical Dimension

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Source URL: www.criminologyresearchcouncil.gov.au

Language: English - Date: 2009-03-10 16:48:48
487Financial economics / Finance / 73rd United States Congress / Securities Exchange Act / U.S. Securities and Exchange Commission / Securities and Exchange Commission / Form 144 / Regulation S-K / United States securities law / United States Securities and Exchange Commission / Financial regulation

U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. SECURITIES EXCHANGE ACT OF 1934 Release No[removed]March 5, 2015 The U.S. Securities and Exchange Commission announced the temporary suspension of trading in the

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Source URL: www.sec.gov

Language: English - Date: 2015-03-05 04:52:19
488Economics / Insider trading / Financial economics / Securities regulation in the United States / Insider / Securities Commission of New Zealand / Financial regulation / Securities fraud / SEC Rule 10b-5 / Corruption / Stock market / Financial system

Insider Trading in Australia: Part 4 Summary and Recommendations

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Source URL: crg.aic.gov.au

Language: English - Date: 2009-03-10 16:48:48
489Equity securities / Finance / American depositary receipt / Corporate finance / Depositary receipt / Short / Stock / Securities regulation in the United States / Private Securities Litigation Reform Act / Stock market / Financial economics / Investment

Microsoft Word - Trading Announcement

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Source URL: www.nsxa.com.au

Language: English - Date: 2012-12-16 18:39:06
490Stock market / Hong Kong Exchanges and Clearing / Securities and Futures Commission / Hong Kong Stock Exchange / Listing Rules / Securities regulation in the United States / Stock exchange / Economy of Hong Kong / Economy of Asia / Financial economics

立法會 Legislative Council LC Paper No. CB[removed]These minutes have been seen by the Administration) Ref : CB1/PL/FA/1

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Source URL: www.legco.gov.hk

Language: English - Date: 2005-07-26 03:42:18
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